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An Overview of Uttar Pradesh Pollution Control Board

Uttar Pradesh Pollution Control Board (UPPCB) is a legal organization/ body that ensures the implementation of environmental laws and regulations within the administration of the state of Uttar Pradesh, India. The twenty-five (25) regional offices of the Uttar Pradesh Pollution Control Board located all over the State Board further ensure the managing, controlling, and implementing other acts correlated with the environment.

The pollution control board of Uttar Pradesh was set up on the 3rd of February 1975 under the Water Prevention and Control of Pollution Act. On the 13th of July 1982, the Board later amended its name to UP Pollution Control Board, post implementation of the Air (Prevention and Control of Pollution) Act, 1981.

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What is Consent to Establish (CTE)?

Consent to establish (CTE) is a No Objection Certificate (NOC) required to be obtained from the Uttar Pradesh Pollution Control Board before the commencement of business. The consent to establish is simply a legal permit generally required while constructing a facility, affirming the environmental norms that have been followed and required measures incorporated to maximize environmental hazards.

The respective State Pollution Control Board, after applying for consent to establish, must visit the proposed construction site for a compliance check. Consent to establish, which refers to a legal approval required when the facility is established, ensures adherence to emitting norms.

Objective of Pollution Control Board Uttar Pradesh

The objective of Pollution Control Board Uttar Pradesh is to manage and reduce the air and water pollution in the State. The UPPCB comprises certain rules and regulations that ensure working as an enlightening tool for factories and industries. Uttar Pradesh State Pollution Control Board further ensures monitoring and keeping check on industries.

The Pollution Control Board Uttar Pradesh, which led to the establishment of research centres for testing air and water toxicity, is additionally associated with controlling pollution in the stream Ganga under the Ganga Activity Plan. The UPPCB further guides factories and industries with respect to the reduction of pollution released in air and water.

Categories under Uttar Pradesh State Pollution Control Board

The categorisation of industrial sectors based on their Pollution Index Scores, under the Uttar Pradesh State Pollution Control Board are as described below:

1. White Category

The white category industries, launched with an attempt to segregate the least polluting industry do not require any consent certificate because of their non-polluting nature. Moreover, these industries which have a pollution index ranging from 0 to 20 operate in accordance with UPPCB categories are considered the least pollution industry type.

2. Green Category

The green category industries generating a pollution index of 21 to 40 must submit consent before forming their industrial business. These industries, considered as moderate polluting units must obtain a consent to operate (CTO) and consent to establish (CTE) in order to protect the healthy lifestyle of humans.

3. Orange Category

The orange category industries having a pollution index of 41 to 59 are considered the high polluting industry prohibited to commence their business without submitting consent certificate. Similar to green category industry, the orange category industry must make due submission of the consent certificates before establishing and operating the industry. It is one of the significant categories under Uttar Pradesh Pollution Control Board.

4. Red Category

The red category industry which includes the excessively polluting industries emits hazardous & toxic wastes in the environment. According to the Ministry of Environment, the red category covers business sectors whose pollution index is above 60. Additionally, these are not allowed to work in an environmentally delicate or under ensured territory of UP.

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Benefits of Uttar Pradesh Pollution Control Board NOC

The benefits of obtaining the Uttar Pradesh Pollution Control Board No Objection Certificate (NOC) or Consent to Establish (CTE) are as discussed below:

  • Promotes Sustainable Development

    The issuance of Uttar Pradesh NOC Pollution Control Board ensures promoting sustainable development through financial growth along with ecological protection and social equity.

  • Conservation of Natural Resources

    The issuance of Uttar Pradesh Pollution Control Board certificate prevents the depletion of environmental and natural resources while maintaining the quality of water and air through effective conservation efforts.

  • Waste Management

    The issuance of Uttar Pradesh Pollution Control Board certificate permits the implementation of efficient waste management measures and practices to reduce & reuse the amount of waste generated.

  • Consumer Awareness

    The grant of UPPCB certificate ensures raising consumer awareness by promoting the use of paper bags, CFL bulbs, public transport, and reducing the burning of firecrackers. These efforts contribute to improving environmental conditions and enhancing the quality of life for the people of Uttar Pradesh.

  • Compliance Guidelines

    The grant of Uttar Pradesh Pollution Control Board certificate ensures compliance with Health Care Establishment guidelines, helping industries in reducing the amount of pollutants from the environment.

  • Eco-Friendly Work Environment

    The issuance of Uttar Pradesh Pollution Control Board certificate establishes an eco-friendly work environment by encouraging the use of productive practices like solar-powered lights, CNG, sustainable methods, and energy-efficient equipment.

Eligibility Criteria for Obtaining UPPCB NOC/ CTE

According to the Uttar Pradesh Pollution Control Board, not every small-scale industry is required to obtain No Objection Certificate (NOC)/ Consent to Establish (CTE). The eligibility criteria for the industries seeking UPPCB NOC certification are as discussed below:

Who Needs UPPCB Consent/ NOC Certificate?

The following are the list of industries/ units who need obtain the UPPCB consent/ NOC certificate:

  • Manufacturing Entities
  • Health Care Establishment
  • Traders/ Import & Export Business Owners
  • E-Waste Management Entities
  • Solid Waste Management Entities
  • Hazardous Waste Management Entities
  • Battery Waste Management Entities
  • Plastic Waste Management Entities
  • Bio-Medical Waste Management Entities

Other Entities that Need UPPCB Consent/ NOC Certificate

The following are the list of industries which require UPPCB consent/ NOC certificate before commencing the process of establishing industries:

  • Bone Mill
  • Dairy Processing
  • Slaughterhouse
  • Vegetable and Food Processing
  • Detergent Producing Industry
  • Meat Processing Units
  • Stone Crusher
Documents Required to Obtain UPPCB NOC

Documents Required to Obtain UPPCB NOC

The list of documents required to obtain UPPCB NOC- Consent to Establish are as discussed below:

  • Cover Requisition Letter
  • PAN Card
  • Aadhar Card
  • Cover letter expressing sort of industry & activities that business expects to perform
  • Copy of sale deed/ rent deed
  • MOA & AOA
  • Partnership deed (if a partnership firm)
  • Site layout plan and business design plan
  • Schematic chart of streets, forest area, rural fields & other significant zones
  • Sub-titles of manufacturing procedure of each item
  • Land use certificate
  • Auditor’s Certificate verified by Chartered Accountant (CA)
  • Details of wastewater balance & underground water balance
  • Copy of consent fee
  • Groundwater Clearance Report
  • Municipality/local water body connection certificate
  • Sewage Treatment Plant (STP) Proposal
  • Effluent Treatment Plant (ETP) Proposal
  • Air Pollution Control (APC) Measures
  • Material Safety Data Sheets (MSDS)
  • Environmental Clearance Certificate from MOEF
  • Valid consent from State Pollution Control Board
  • Bio medical waste agreement (only for clinics and hospitals)
  • Medical council certificate (only for clinics and hospitals)
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How to Apply for Uttar Pradesh Pollution Control Board NOC?

The step-by-step registration process to apply for Uttar Pradesh Pollution Control Board NOC are as discussed below:

  • Step 1: Fill Out Common Application Form

    The industries seeking to obtain Uttar Pradesh Pollution Control Board NOC/authorization must prepare and file a common application form along with the applicable documents for the unit.

  • Step 2: Submit Requisite Documents

    The industries are further required to submit requisite documents including cover requisition letter, site layout plan, land use certificate, etc. at the office of the District Industrial Centre or General Manager/Member of Secretary/General Officer of the UPPCB.

  • Step 3: Payment of Consolidated Fee

    The industries seeking to apply for Uttar Pradesh Pollution Control Board NOC/CTE must make payment of consolidated application fees as prescribed by the UPPCB authorities.

  • Step 4: Verification & Inspection

    After the submission of the application and requisite documents, the authorized team shall review, inspect, and verify the site for field inspection based on which the inspection report is formed.

  • Step 5: Grant of NOC

    The industries are eligible for the grant of NOC (No Objection Certificate) or CTE (Consent to Establish) certificate from the Uttar Pradesh Pollution Control Board within 90 days of scrutiny of the inspection report.

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Functions of Uttar Pradesh Pollution Control Board

The key functions of the Uttar Pradesh Pollution Control Board in the exercise of the duties prescribed under the Water Act, 1974, Water Cess Act, 1977, Air Act, 1981, and the Environmental Protection Act, 1986 are outlined below:

  • Issuance of NOC, including adequacy of the site from an environmental angle
  • Issuance of Consent under section 25/26 of the Water (Prevention and Control of Pollution) Act, 1974
  • Issuance of Consent under section 21 of the Air (Prevention and Control of Pollution) Act, 1981
  • Assessment & collection of Water Cess as prescribed under the Water (Prevention and Control of Pollution) Cess Act, 1977
  • Identification & assessment of industrial/ municipal sources of pollution
  • Assessment of ambient air quality & notification of effluent emission standards
  • Assessment of quality of inland surface waters
  • Development of pollution control technologies
  • Conduct mass/ consumer awareness programmes
  • Identification of isolated storages and onsite crisis management plans as prescribed under the Manufacture, Storage and Import of Hazardous Chemicals Rules, 1989
  • Implementation of Biomedical Waste Rules, 1998
  • Issuance of Authorization as prescribed under the Hazardous Waste Management Rules, 1989
  • Institution of legal action against the defenders

Validity for Uttar Pradesh Pollution Control Board Authorization

The Uttar Pradesh Pollution Control Board authorization (including CTE/ NOC) is valid for a period of five (5) to ten (10) years from the date of its issuance. The validity period of the UPPCB authorization typically depends upon the category of the industry. Additionally, industries must apply for the renewal of their consent from the State Pollution Control Board (SPCB)- NOC, upon the expiration of the authorization period.

Fees for Uttar Pradesh State Pollution Control Board Authorization

The fees required to obtain Uttar Pradesh State Pollution Control Board authorization varies depending upon the capital investment made by the project proponent. However, the total fees charged by the Uttar Pradesh State Pollution Control Board for filing CTE/ NOC for the industries varies.

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Time- Uttar Pradesh Pollution Control Board Online Application

The timeline to obtain CTE/ NOC by filing an Uttar Pradesh Pollution Control Board online application form to the Uttar Pradesh Pollution Control Board takes around 3 to 4 months.

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Frequently Asked Questions

The purpose of the Uttar Pradesh Pollution Control Board is to regulate and reduce air and water pollution in the state. It consists of certain rules and regulations that work as an enlightening tool for the factories and industries.

The complainant making complaints with respect to the air pollution must comply with the following criteria as provided below:
  • Name of the Industry
  • Name of the complainant
  • Address of the Industry / Person against whom the complaint is lodged
  • Nature of complaint (Briefly write about the happenings)
  • Nature of the Pollution: (Air / Water / Sound)
  • Address of the complainant

Manufacturing entities, health care establishments, traders, e-waste management entities, solid waste management entities, hazardous waste management entities, plastic waste management entities, and bio-medical waste management entities are some industries requiring UPPCB consent certificates (NOC/ CTE).

The UPPCB ensures the collection of data from various sources and provides the list of data to the industrial sitting and town planning board. All this activity helps the town planning board with planning and setting industrial units specifically in those areas aside from residential areas.

The regulations associated with the UPPCB working for the welfare of nature include:
  • Air Prevention and Control of Pollution Act, 1981
  • Water Prevention and Control of Pollution Cess Act, 1977
  • Environment Protection Act, 1986

Uttar Pradesh Pollution Control Board (UPPCB) operates its activities through twenty-five (25) regional offices all over the state. The head office/ headquarters of the UPPCB is in PICUP Bhavan, Gomti Nagar, Lucknow.

The categorization of industrial sectors based on their Pollution Index Scores includes:
  • Red Category: Score of 60 or more
  • Orange Category: Score of 41 - 59
  • Green Category: Score of 21 - 40
  • White Category: Score of 20 or less

Some of the benefits of obtaining Uttar Pradesh Pollution Control Board (UPPCB) authorization/ NOC/ CTE are as discussed below:
  • Promotes Sustainable Development
  • Prevention of Natural Resources
  • Waste Management
  • Consumer Awareness
  • Ensure Compliance
  • Introduces Low Energy Equipment

The industries seeking a pollution control board certificate in Uttar Pradesh must comply with the following steps as prescribed below:
  • Step 1: Fill Out Common Application Form
  • Step 2: Submit Requisite Documents
  • Step 3: Payment of Consolidated Fee
  • Step 4: Verification & Inspection
  • Step 5: Grant of NOC

The validity period of the Uttar Pradesh Pollution Control Board certificate (including CTE/ NOC) is five (5) to ten (10) years from the date of its issuance. The validity of UPPCB authorization, which typically depends upon the category of the industry, must be renewed by the State Pollution Control Board upon its expiration.

A pollution control officer (PCO) is an individual officially accredited by the Environmental Management Bureau of the Department of Environment and Natural Resources who is technically competent for the management and control of pollution.

About the Author


NE
Neha Dawra

Legal Researcher

Written by Neha Dawra. Last updated on Jun 4 2026, 03:23 AM

Neha Dawra has 4+ years of experience in legal research and intellectual property advisory. Her expertise lies in analyzing IP laws, drafting structured legal content, and simplifying complex registration procedures into clear, simple insights.

 

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